Tara L. Crawford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tara Luise Crawford, who also goes by Tara L Smith, was a registered financial professional .
Tara is a previously registered financial professional and started their career in finance in 1998. Tara had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2000 - August 22, 2011
FREDERIKSEN-CRAWFORD FINANCIAL ADVISORS, LLC
September 18, 1998 - April 22, 2014
1ST GLOBAL ADVISORS INC
July 22, 1998 - April 22, 2014
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
