Buck C. Chung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Buck Chwee Chung, who also goes by Buck Chwee Chng, Buck C Chung, was a registered financial professional .
Buck is a previously registered financial professional and started their career in finance in 1998. Buck had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2013 - May 1, 2023
PRINCIPA FINANCIAL ADVISORS
March 14, 2008 - December 31, 2012
PRINCIPA FINANCIAL ADVISORS
November 8, 2007 - February 22, 2008
AVANTAX ADVISORY SERVICES
April 27, 2000 - January 4, 2001
SIGNATOR INVESTORS, INC.
January 25, 1999 - March 3, 2000
SIGNATOR INVESTORS, INC.
March 24, 1998 - August 5, 1998
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRINCIPA FINANCIAL ADVISORS
CRD#: 146099 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
