Odalis M. Lopez

CHELSEA ADVISORY SERVICES,

Miami, FL

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CRD#: 2993804

Professional summary

Odalis Mercedes Lopez, CFP®, who also goes by Odalis M Lopez, Odalis Mercedes Rodriguez, is a registered financial advisor currently at CHELSEA ADVISORY SERVICES, INC located in Miami, Florida and CHELSEA FINANCIAL SERVICES located in Staten Island, New York.

Odalis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Odalis has worked at 12 firms and has passed the Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Odalis M Lopez | Odalis Mercedes Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STERLING BENEFITS GROUP, LLC, 8271 SW 35 TERR, MI, FL 33155. NON INVESTMENT RELATED SINCE 01/2006 AND I SPEND APPROX. 20 HOURS PER MONTH ON THIS ACTIVIY. SALES AGENT FOR VARIOUS HEALTH INSURANCE COMPANIES. ODALIS M. LOPEZ FINANCIAL ASSOCIATES LLC, SAME ADDRESS, NON INVESTMENT RELATED SINCE 01/2006 AND I SPEND APPROX. 20 HOURS PER MONTH ON THIS ACTIVITY. SALES OF LIFE INSURANCE AND ANNUITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Odalis Mercedes Lopez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

August 16, 2019 - Present

CHELSEA ADVISORY SERVICES, INC

RIA

CRD#: 150791

Miami, FL

Current

July 17, 2019 - Present

CHELSEA FINANCIAL SERVICES

Office #1: 242 Main Street, Staten Island, NY 10307

CRD#: 47770

Staten Island, NY

Past

October 24, 2017 - March 18, 2019

SB ADVISORY, LLC

RIA

CRD#: 154680

Miami, FL

Past

August 31, 2017 - March 18, 2019

IFS SECURITIES

CRD#: 40375

Palmetto Bay, FL

Past

July 13, 2016 - June 16, 2017

G. A. REPPLE & COMPANY

RIA

CRD#: 17486

MIAMI, FL

Past

July 12, 2016 - June 16, 2017

G. A. REPPLE & COMPANY

CRD#: 17486

MIAMI, FL

Past

July 17, 2014 - May 27, 2016

FINANCIAL WEST GROUP

RIA

CRD#: 16668

MIAMI, FL

Past

June 30, 2014 - May 27, 2016

FINANCIAL WEST GROUP

CRD#: 16668

MIAMI, FL

Past

January 21, 2014 - July 9, 2014

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

MIAMI, FL

Past

January 10, 2014 - July 9, 2014

CENTAURUS FINANCIAL, INC.

CRD#: 30833

MIAMI, FL

Past

March 21, 2011 - February 2, 2012

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

MIAMI, FL

Past

November 20, 2009 - February 2, 2012

ONEAMERICA SECURITIES, INC.

CRD#: 4173

MIAMI, FL

Past

January 11, 2006 - November 25, 2009

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MIAMI, FL

Past

February 19, 2004 - November 25, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

MIAMI, FL

Past

January 14, 1999 - January 22, 2004

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

MIAMI, FL

Past

January 14, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

January 14, 1999 - January 22, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

December 24, 1998 - January 11, 1999

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHELSEA ADVISORY SERVICES, INC

CRD#: 150791 / SEC#: 801-112349

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

California

Registered Investment Advisory firm - (2/23/2018 Terminated)

Connecticut

Registered Investment Advisory firm - (1/25/2018 Terminated)

Georgia

Registered Investment Advisory firm - (3/29/2018 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (1/24/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/25/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (1/24/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/8/2019)

IAR

Florida
(8/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/20/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CHELSEA ADVISORY SERVICES, INC

CRD#: 150791 / SEC#: 801-112349

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

California

Registered Investment Advisory firm - (2/23/2018 Terminated)

Connecticut

Registered Investment Advisory firm - (1/25/2018 Terminated)

Georgia

Registered Investment Advisory firm - (3/29/2018 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (1/24/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/25/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (1/24/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2018 Terminated)

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Contact information

Main Address

242 Main Street, Staten Island, NY 10307

Mailing Address

Phone number

(718) 967-8400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHELSEA ADVISORY ADV 2A - FEBRUARY 2025 (2/9/2025)

Regulatory assets under management

Total Number of Accounts	536
AUM (Assets Under Management)	$ 126,883,334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Odalis M. Lopez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Odalis Mercedes Lopez's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHELSEA FINANCIAL SERVICES

SB ADVISORY, LLC

IFS SECURITIES

G. A. REPPLE & COMPANY

G. A. REPPLE & COMPANY

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

CHELSEA ADVISORY SERVICES, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/17/1999

Series 6

Date: 12/20/1998

FINRA

Current Firm

CHELSEA ADVISORY SERVICES, INC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHELSEA ADVISORY SERVICES, INC

TRUST BUT VERIFY

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