Steven M. Calandra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Michael Calandra was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1998. Steven had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2016 - May 25, 2022
NATIONWIDE INVESTMENT ADVISORS, LLC
March 4, 2015 - May 25, 2022
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 21, 2014 - January 15, 2015
TERRA CAPITAL MARKETS LLC
January 23, 2007 - August 1, 2012
COREBRIDGE CAPITAL SERVICES, INC.
December 14, 2006 - January 27, 2007
OSAIC SERVICES, INC.
September 7, 2004 - November 19, 2004
COREBRIDGE CAPITAL SERVICES, INC.
February 3, 2003 - January 29, 2004
THE INVESTMENT CENTER, INC.
January 28, 2003 - January 29, 2004
THE INVESTMENT CENTER, INC.
March 31, 1998 - July 1, 2002
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
February 4, 1998 - February 25, 1998
IDS LIFE INSURANCE COMPANY
February 4, 1998 - February 25, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
