Andrew J. Macpherson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew James Macpherson was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1998. Andrew had worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 79, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2022 - October 21, 2025
REVERE SECURITIES LLC
January 22, 2019 - January 27, 2020
VCS VENTURE SECURITIES
August 14, 2017 - January 17, 2019
TRIPOINT GLOBAL EQUITIES/BANQ(R)
November 18, 2014 - June 20, 2017
AMERITECH ADVISORS
January 20, 2006 - October 27, 2006
INFINIUM SECURITIES INC.
March 2, 1998 - February 9, 2000
VOLPE BROWN WHELAN & COMPANY, LLC
January 5, 1998 - February 18, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/10/2023
General Securities Representative ExaminationSeries 79TO
Date: 10/31/2022
Investment Banking Registered Representative ExaminationCurrent Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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