Patrick L. Gagnon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Luke Gagnon was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1998. Patrick had worked at 1 firm and has passed the Series 63, SIE, Series 55, Series 37 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 1998 - January 25, 2016
GRIFFITHS MCBURNEY CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 3/20/2002
Limited Representative-Equity Trader ExamSeries 37
Date: 7/29/1998
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
GRIFFITHS MCBURNEY CORP.
CRD#: 40620 / SEC#: , 8-49139
Contact information
Documents
Direct owners and executive officers
Red Flags
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