Kevin M. Starkey

FTN CAPITAL MANAGEMENT

Littleton, CO 80123

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CRD#: 2993137

Professional summary

Kevin Mitchell Starkey is a registered financial advisor currently at FTN CAPITAL MANAGEMENT located in Littleton, Colorado.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kevin has worked at 12 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FTN CAPITAL MANAGEMENT~INVESTMENT RELATED~LITTLETON, COLORADO~INVESTMENT ADVISORY~PRESIDENT/FOUNDER~FEB 2013~100HRS PER MONTH~104HRS PER MONTH DURING MARKET~PROVIDE INVESTMENT ADVISORY AND FINANCIAL PLANNING SERVICES TO CLIENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Mitchell Starkey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2018 - Present

FTN CAPITAL MANAGEMENT

Office #1: 4873 W. Maplewood Place, Littleton, CO 80123

RIA

CRD#: 158094

Littleton, CO

Past

November 1, 2021 - June 23, 2022

NEWEDGE ADVISORS

RIA

CRD#: 171351

LITTLETON, CO

Past

June 24, 2020 - November 1, 2021

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

LITTLETON, CO

Past

May 7, 2013 - December 31, 2017

FTN CAPITAL MANAGEMENT

RIA

CRD#: 158094

LITTLETON, CO

Past

December 14, 2011 - January 2, 2013

CAPSTONE INVESTMENT FINANCIAL GROUP, INC.

RIA

CRD#: 150435

COLORADO SPRINGS, CO

Past

May 17, 2010 - April 1, 2011

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

June 26, 2007 - December 9, 2009

MOUNT YALE SECURITIES, LLC

CRD#: 126870

DENVER, CO

Past

June 16, 2006 - May 22, 2007

GERONIMO FINANCIAL ASSET MANAGEMENT, LLC

RIA

CRD#: 121059

DENVER, CO

Past

June 2, 2006 - May 22, 2007

WEDGE SECURITIES, LLC

CRD#: 126776

GREENWOOD VILLAGE, CO

Past

April 26, 2005 - May 3, 2006

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

April 26, 2005 - May 3, 2006

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

April 26, 2005 - May 3, 2006

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

October 15, 2003 - November 4, 2004

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

DENVER, CO

Past

October 13, 2003 - November 4, 2004

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

ENGLEWOOD, CO

Past

February 9, 1998 - September 5, 2003

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/6/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/5/1998

General Securities Principal Examination

Current Firm

FTN CAPITAL MANAGEMENT

FTN CAPITAL MANAGEMENT | FTNCM, LLC | FTN CAPITAL MANAGEMENT, LLC

CRD#: 158094 / SEC#:

Colorado

Registered Investment Advisory firm - (5/7/2013 Approved)

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Contact information

Main Address

4873 W. Maplewood Place, Littleton, CO 80123

Mailing Address

Phone number

(303) 885-2034

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 29,415,954

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin M. Starkey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Mitchell Starkey's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWEDGE ADVISORS

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

FTN CAPITAL MANAGEMENT

CAPSTONE INVESTMENT FINANCIAL GROUP, INC.

CETERA ADVISORS LLC

MOUNT YALE SECURITIES, LLC

GERONIMO FINANCIAL ASSET MANAGEMENT, LLC

WEDGE SECURITIES, LLC

CETERA ADVISORS LLC

VOYA FINANCIAL ADVISORS, INC.

CETERA WEALTH SERVICES, LLC

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2011

Series 7

Date: 2/6/1998

Series 24

Date: 3/5/1998

Current Firm

FTN CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FTN CAPITAL MANAGEMENT

TRUST BUT VERIFY

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