Mark R. Powers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Richard Powers was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1998. Mark had worked at 14 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2022 - February 14, 2024
GT SECURITIES, INC.
November 30, 2020 - November 23, 2021
MOMENTIX CAPITAL, INC.
May 24, 2018 - January 15, 2019
MARCO POLO SECURITIES INC.
June 16, 2017 - June 25, 2018
PLURIS CAPITAL GROUP, INC.
October 10, 2015 - February 2, 2017
DREXEL HAMILTON, LLC
June 5, 2015 - October 8, 2015
BURNHAM SECURITIES INC.
February 9, 2011 - March 25, 2014
BMO CAPITAL MARKETS CORP.
November 30, 2009 - December 2, 2010
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
March 13, 2007 - December 10, 2009
CITIGROUP GLOBAL MARKETS INC.
August 26, 2005 - March 13, 2007
LAVA TRADING, INC.
November 14, 2003 - May 4, 2005
INSTINET, LLC
February 20, 2003 - December 19, 2003
INET ATS, INC.
April 13, 1999 - January 27, 2005
LYNCH, JONES & RYAN LLC
February 18, 1998 - December 7, 1998
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/3/2005
Limited Representative-Equity Trader ExamCurrent Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
