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AF

Ann M. Fleming

FLEMING FINANCIAL ADVISING
Walnut Creek, CA 94596
Some features on this profile are disabled
CRD#: 2992721
AF

Professional summary

Ann Muriel Fleming, CFP®, who also goes by Ann M Fleming, is a registered financial advisor currently at FLEMING FINANCIAL ADVISING located in Walnut Creek, California.

Ann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Ann has worked at 1 firm and has passed the Series 7 exam.

top-8-questions

Question & Answer

What are your service offerings?
Tax Planning
Retirement Planning
Comprehensive Financial Planni...
Insurance Planning
Investment Planning
Education Planning
Do you have an area of expertise or specialization?
Investment Advice with Ongoing...
Middle Income Client Needs
Retirement Planning & Distribu...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

Ann M Fleming

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ms. Fleming is also the owner of i2 Financial Planning, a not investment related financial education company loacted at the business address listed in Item 1. She started this business on January 1, 2025, and expects to spend approximately 3 hours per month in this capacity, some of which will be during securties trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann Muriel Fleming's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2001

Experience

Current

December 20, 2017 - Present

FLEMING FINANCIAL ADVISING

Office #1: 1615 Bonanza Street Suite #210, Walnut Creek, CA 94596
RIA
CRD#: 134146
Walnut Creek, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/20/2017)

Exams

General Industry/Product Exam
RR
Series 7
Date: 12/12/1997
General Securities Representative Examination

Current Firm

FF
FLEMING FINANCIAL ADVISING
FLEMING FINANCIAL ADVISING | FLEMING, ANN MURIEL

CRD#: 134146 / SEC#:

California
Registered Investment Advisory firm - (1/31/2000 Approved)
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Contact information

Main Address
1615 Bonanza Street Suite 210, Walnut Creek, CA 94596
Mailing Address
Phone number
(925) 287-9448
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts138
AUM (Assets Under Management)$ 56,143,718

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FLEMING FINANCIAL ADVISING

CRD#: 134146Walnut Creek, CA 94596

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