Jeremy M. Vento

AUSDAL FINANCIAL PARTNERS

PITTSBURGH, PA 15237

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CRD#: 2992663

Professional summary

Jeremy Matthew Vento, who also goes by Jeremy M Vento, is a registered financial advisor currently at AUSDAL FINANCIAL PARTNERS, INC. located in Pittsburgh, Pennsylvania.

Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jeremy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeremy M Vento

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.WIND PROPERTIES LLC; INVESTMENT RELATED; PITTSBURGH, PA; REAL ESTATE MANAGEMENT/HOLDING CO; MANAGING MEMBER; ACTIVITY BEGAN 11/2017; I DEVOTE 2 HOURS TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; RENT COLLECTION AND MORTGAGE PAYMENT ON BUILDING. 2. INFINITY CONSULTANTS, INC.; INVESTMENT RELATED; PITTSBURGH, PA; INSURANCE; AGENT/PRESIDENT; ACTIVITY BEGAN 01/1997; I DEVOTE APPX 85 HOURS PER MONTH TO THIS ACTIVITY WITH 3 OF THOSE HOURS DURING TRADING HOURS; PROVIDE FIXED INSURANCE PRODUCTS TO CLIENTS AS PART OF OVERALL FINANCIAL PLAN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Matthew Vento's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Matthew Vento's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2025 - Present

AUSDAL FINANCIAL PARTNERS, INC.

Office #1: 136 Three Degree Road, Pittsburgh, PA 15237

RIA

CRD#: 7995

PITTSBURGH, PA

Current

April 14, 2025 - Present

AUSDAL FINANCIAL PARTNERS, INC.

Office #1: 136 Three Degree Road, Pittsburgh, PA 15237

RIA

CRD#: 7995

PITTSBURGH, PA

Past

October 11, 2024 - April 17, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

Pittsburgh, PA

Past

October 11, 2024 - April 17, 2025

OSAIC WEALTH, INC.

CRD#: 23131

Pittsburgh, PA

Past

October 24, 2017 - October 11, 2024

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

October 24, 2017 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Pittsburgh, PA

Past

July 14, 2016 - October 31, 2017

OSAIC FS, INC.

RIA

CRD#: 3870

Pittsburgh, PA

Past

April 5, 2000 - October 31, 2017

OSAIC FS, INC.

CRD#: 3870

Pittsburgh, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995 / SEC#: 801-69266, 8-24519

RIA

Registered Investment Advisory firm - SEC (6/5/2008 Approved)

California

Registered Investment Advisory firm - SEC (6/5/2008 Terminated)

Florida

Registered Investment Advisory firm - SEC (6/5/2008 Terminated)

Illinois

Registered Investment Advisory firm - SEC (6/5/2008 Terminated)

Iowa

Registered Investment Advisory firm - SEC (6/6/2008 Terminated)

Texas

Registered Investment Advisory firm - SEC (6/5/2008 Terminated)

Washington

Registered Investment Advisory firm - SEC (6/5/2008 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/14/2025)

California
(4/14/2025)

Colorado
(4/14/2025)

Florida
(4/14/2025)

Georgia
(4/14/2025)

Illinois
(4/14/2025)

Kansas
(4/14/2025)

Kentucky
(4/14/2025)

Maryland
(4/14/2025)

Massachusetts
(4/14/2025)

Michigan
(4/14/2025)

Minnesota
(4/14/2025)

Nevada
(4/14/2025)

New Jersey
(4/14/2025)

IAR

New Jersey
(4/16/2025)

New York
(4/14/2025)

North Carolina
(4/21/2025)

Ohio
(4/14/2025)

Oklahoma
(4/14/2025)

Pennsylvania
(4/14/2025)

IAR

Pennsylvania
(4/14/2025)

Virginia
(4/14/2025)

West Virginia
(4/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/14/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995 / SEC#: 801-69266, 8-24519

RIA

Registered Investment Advisory firm - SEC (6/5/2008 Approved)

California

Registered Investment Advisory firm - SEC (6/5/2008 Terminated)

Florida

Registered Investment Advisory firm - SEC (6/5/2008 Terminated)

Illinois

Registered Investment Advisory firm - SEC (6/5/2008 Terminated)

Iowa

Registered Investment Advisory firm - SEC (6/6/2008 Terminated)

Texas

Registered Investment Advisory firm - SEC (6/5/2008 Terminated)

Washington

Registered Investment Advisory firm - SEC (6/5/2008 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

5187 Utica Ridge Rd, Davenport, IA 52807

Mailing Address

5187 Utica Ridge Rd, Davenport, IA 52807

Phone number

(563) 326-2064

Established

Iowa since 08/13/1979

Firm type

Corporation

Fiscal year end

January

Firm Size

Medium

# of Employees

405

SEC notice filing (51 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

AUSDAL FINANCIAL PARTNERS, INC. WRAP BROCHURE (3/31/2025)

AUSDAL FINANCIAL PARTNERS, INC. PART 2A BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
AFP HOLDCO, LLC	SHAREHOLDER
HICKS, JOHN BRYAN	SHAREHOLDER,VICE PRESIDENT, BOARD MEMBER
ROBERTS, DAVID BRUCE	VICE PRESIDENT, SHAREHOLDER, BOARD MEMBER
SHUMBERG, IVANA M	FINOP	3167225
SIMPSON, JAMES JEFFERSON	SHAREHOLDER, CEO, BOARD MEMBER	2204191
WESTCOMB, NATHAN DAVID	CHIEF COMPLIANCE OFFICER	6342420

Regulatory assets under management

Total Number of Accounts	10,402
AUM (Assets Under Management)	$ 2,134,630,563

Disclosures

Regulatory Event	1
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/27/2025	Cover Page	Report
04/08/2024	Cover Page	Report
01/31/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeremy M. Vento

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Matthew Vento's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Matthew Vento's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

OSAIC FS, INC.

OSAIC FS, INC.

Primary Firm SEC Registration

AUSDAL FINANCIAL PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/2016

Series 63

Date: 4/14/2000

SIE

Date: 10/1/2018

Series 7

Date: 4/4/2000

Series 24

Date: 1/14/2008

FINRA

Current Firm

AUSDAL FINANCIAL PARTNERS, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

AUSDAL FINANCIAL PARTNERS, INC.

TRUST BUT VERIFY

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