James D. Beaudoin

QUINCY WELLS ADVISORS

Elm Grove, WI

Some features on this profile are disabled

CRD#: 2992651

Professional summary

James David Beaudoin is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Elm Grove, Wisconsin and GREAT POINT CAPITAL LLC located in Chicago, Illinois.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. James has worked at 9 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jim Beaudoin is the secretary for Parks Edge, a jointly owned property. The address is 9813 Water Street, Ephraim, WI 53211. The start date was 5/17. He plans to spend 1 hr. per month on activities during non-trading hrs. This is not investment related. Jim Beaudoin is head tennis coach at Brookfield Academy High School. The address is 3462 N. Brookfield Rd. Brookfield, WI 53045. The start date was 4/23. He plans to spend 28hrs. per month, during the season, on activities during non-trading hrs. This is not investment related. James Beaudoin is a high-performance track coach for Road America. The address of Road America is N 7390 WI-67, Plymouth, WI 53073. The start date is June 2025. His duties will be Instructor for physics and dynamics of precision driving, and he plans to spend 0 hours per month during normal trading hours and 9 hours per month outside of normal trading hours. This is not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James David Beaudoin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2022 - Present

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Elm Grove, WI

Current

May 13, 2022 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

CRD#: 114203

Chicago, IL

Past

May 13, 2022 - May 17, 2022

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

CHICAGO, IL

Past

November 12, 2010 - May 12, 2022

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

ELM GROVE, WI

Past

November 10, 2010 - May 12, 2022

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

ELM GROVE, WI

Past

June 17, 2008 - November 5, 2010

BREWER INVESTMENT ADVISORS LLC

RIA

CRD#: 134631

ELM GROVE, WI

Past

June 16, 2008 - November 5, 2010

BREWER FINANCIAL SERVICES, LLC

CRD#: 132558

CHICAGO, IL

Past

October 24, 2006 - June 27, 2008

LPL FINANCIAL LLC

RIA

CRD#: 6413

ELM GROVE, WI

Past

October 24, 2006 - June 27, 2008

LPL FINANCIAL LLC

CRD#: 6413

ELM GROVE, WI

Past

October 6, 2004 - October 27, 2006

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

MILWAUKEE, WI

Past

August 20, 2004 - October 27, 2006

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

October 10, 2001 - June 5, 2002

UBS ASSET MANAGEMENT (US) INC.

CRD#: 583

NEW YORK, NY

Past

March 12, 1998 - November 21, 2000

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(5/27/2022)

Texas
(4/21/2023)

Wisconsin
(5/26/2022)

IAR

Wisconsin
(5/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/26/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/13/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

200 W. Jackson Blvd. #1000, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James D. Beaudoin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James David Beaudoin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

QUINCY WELLS ADVISORS, LLC

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BREWER INVESTMENT ADVISORS LLC

BREWER FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

UBS ASSET MANAGEMENT (US) INC.

STRONG INVESTMENTS, INC.

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2004

Series 63

Date: 2/26/1998

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2004

Series 6

Date: 2/13/1998

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors