BM
Barbara L. Martens
HILTON CAPITAL MANAGEMENT
Garden City, NY 11530
Some features on this profile are disabled
CRD#: 2992393
BM
Professional summary
Barbara Laudisi Martens, who also goes by Barbara Jean Laudisi, Barbara Martens, is a registered financial advisor currently at HILTON CAPITAL MANAGEMENT, LLC located in Garden City, New York and FORESIDE FUND SERVICES, LLC located in Garden City, New York.
Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Barbara has worked at 6 firms and has passed the Series 66, Series 57TO, Series 99TO, Series 79TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Barbara Jean Laudisi | Barbara Martens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Hilton Capital Management, LLC; Investment Related; Investment Advisor; Garden City, NY; 9/2021; Chief Operating Officer; Oversee operations dept and management of Investment Advisor; 30 Hrs./Mo. 30 Hrs./Mo Trading. 2) Rafferty Holdings, LLC; Not Investment Related; holding company; Garden City, NY; 4/1999; Chief Operating Officer; Oversee HR and operational functions for Holding company; 25 Hrs./Mo 25 Hrs./Mo Trading. 3)Martens Equine, LLC; Not Investment Related; horse farm; Garden City, NY; 9/2022; Owner; Owner; 10 Hrs./Mo.
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Laudisi Martens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2019 - Present
HILTON CAPITAL MANAGEMENT, LLC
Office #1: 1010 Franklin Avenue, Garden City, NY 11530RIA
CRD#: 116357
Garden City, NY
Current
July 9, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 1010 Franklin Avenue Suite 300a, Garden City, NY 11530BD
CRD#: 46106
Garden City, NY
Past
February 24, 2012 - September 27, 2013
SANDGRAIN SECURITIES LLC
BD
CRD#: 26004
GARDEN CITY, NY
Past
October 19, 2011 - January 6, 2012
DEALERWEB LLC
BD
CRD#: 19662
GARDEN CITY, NY
Past
October 13, 2009 - December 31, 2018
HILTON CAPITAL MANAGEMENT, LLC
RIA
CRD#: 116357
GARDEN CITY, NY
Past
April 19, 2000 - February 20, 2024
RAFFERTY CAPITAL MARKETS, LLC
BD
CRD#: 23682
GARDEN CITY, NY
Past
September 22, 1999 - April 19, 2000
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HILTON CAPITAL MANAGEMENT, LLC
HILTON CAPITAL MANAGEMENT, LLC
CRD#: 116357 / SEC#: 801-60776
RIA
Registered Investment Advisory firm - (1/2/2002 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/9/2024)
RR
Alaska(7/9/2024)
RR
Arizona(7/9/2024)
RR
Arkansas(7/9/2024)
IAR
California(5/30/2019)
RR
California(7/9/2024)
RR
Colorado(7/9/2024)
RR
Connecticut(7/9/2024)
RR
Delaware(7/9/2024)
RR
District of Columbia(7/9/2024)
IAR
Florida(6/20/2019)
RR
Florida(7/9/2024)
RR
Georgia(7/9/2024)
RR
Hawaii(7/9/2024)
RR
Idaho(7/9/2024)
RR
Illinois(7/9/2024)
RR
Indiana(7/9/2024)
RR
Iowa(7/9/2024)
RR
Kansas(7/9/2024)
RR
Kentucky(7/9/2024)
RR
Louisiana(7/9/2024)
RR
Maine(7/9/2024)
RR
Maryland(7/9/2024)
RR
Massachusetts(7/9/2024)
RR
Michigan(7/9/2024)
RR
Minnesota(7/9/2024)
RR
Mississippi(7/9/2024)
RR
Missouri(7/9/2024)
RR
Montana(7/10/2024)
RR
Nebraska(7/9/2024)
IAR
Nevada(5/30/2019)
RR
Nevada(7/9/2024)
RR
New Hampshire(7/9/2024)
IAR
New Jersey(5/30/2019)
RR
New Jersey(7/9/2024)
RR
New Mexico(7/9/2024)
IAR
New York(6/3/2021)
RR
New York(7/9/2024)
RR
North Carolina(7/9/2024)
RR
North Dakota(7/9/2024)
RR
Ohio(7/9/2024)
RR
Oklahoma(7/9/2024)
RR
Oregon(7/9/2024)
RR
Pennsylvania(7/9/2024)
RR
Puerto Rico(7/9/2024)
RR
Rhode Island(7/9/2024)
RR
South Carolina(7/9/2024)
RR
South Dakota(7/9/2024)
RR
Tennessee(7/9/2024)
RR
Texas(7/9/2024)
RR
Utah(7/9/2024)
RR
Vermont(7/9/2024)
RR
Virginia(7/9/2024)
RR
Washington(7/9/2024)
RR
West Virginia(7/9/2024)
RR
Wisconsin(7/9/2024)
RR
Wyoming(7/9/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/21/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HC
HILTON CAPITAL MANAGEMENT, LLC
HILTON CAPITAL MANAGEMENT, LLC
CRD#: 116357 / SEC#: 801-60776
RIA
Registered Investment Advisory firm - (1/2/2002 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1010 Franklin Avenue, Garden City, NY 11530
Mailing Address
Phone number
(516) 693-5380
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,288 |
| AUM (Assets Under Management) | $ 2,931,323,336 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
