James H. Wildman

PRAXESS ADVISORS

Nashville, TN 37203

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CRD#: 2992224

Professional summary

James Houghton Wildman is a registered financial advisor currently at PRAXESS ADVISORS, LLC located in Nashville, Tennessee and PRAXESS SECURITIES, LLC located in Nashville, Tennessee.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. James has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Houghton Wildman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2024 - Present

PRAXESS ADVISORS, LLC

Office #1: 3102 West End Avenue Suite 400, Nashville, TN 37203

RIA

CRD#: 328304

Nashville, TN

Current

January 26, 2024 - Present

PRAXESS SECURITIES, LLC

Office #1: 3102 West End Avenue Suite 400, Nashville, TN 37203Office #2: 3102 West End Avenue Suite 400, Nashville, TN 37203

CRD#: 326036

Nashville, TN

Past

May 30, 2020 - December 31, 2023

WILLIAM BLAIR

RIA

CRD#: 1252

CHICAGO, IL

Past

May 19, 2004 - December 31, 2023

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

August 25, 2003 - May 3, 2004

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

September 29, 1998 - September 19, 2001

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(5/22/2024)

Massachusetts
(6/14/2024)

New Hampshire
(5/8/2024)

Puerto Rico
(6/4/2024)

South Dakota
(3/8/2024)

IAR

Tennessee
(1/2/2024)

Tennessee
(1/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/26/2024

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/28/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/13/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PRAXESS ADVISORS, LLC

CRD#: 328304 / SEC#:

Tennessee

Registered Investment Advisory firm - (1/1/2024 Approved)

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Contact information

Main Address

3102 West End Avenue Suite 400, Nashville, TN 37203

Mailing Address

Phone number

(314) 308-6689

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James H. Wildman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Houghton Wildman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRAXESS SECURITIES, LLC

WILLIAM BLAIR

WILLIAM BLAIR

J.P. MORGAN SECURITIES LLC

COWEN AND COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2020

Series 63

Date: 10/1/1998

Series 99TO

Date: 1/26/2024

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/28/1998

Series 24

Date: 2/13/2012

FINRA

Current Firm

PRAXESS ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

PRAXESS ADVISORS, LLC

TRUST BUT VERIFY

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