JOSHUA K. GUSTAFSON
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
JOSHUA KLAUS GUSTAFSON, CFP®, who also goes by Josh Gustafson, was a registered financial professional .
JOSHUA is a previously registered financial professional and started their career in finance in 1998. JOSHUA had worked at 3 firms and has passed the Series 7 exam.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
July 3, 2008 - April 17, 2024
MERCER GLOBAL ADVISORS INC.
August 17, 2000 - October 30, 2001
WAVELAND CAPITAL PARTNERS LLC
December 14, 1998 - March 2, 1999
WAVELAND CAPITAL PARTNERS LLC
March 16, 1998 - June 30, 2008
MERCER ADVISORS
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
