David L. Baker

LEGACY INVESTMENT PARTNERS

Overland Park, KS 66223

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CRD#: 2992141

Professional summary

David Lawrence Baker is a registered financial advisor currently at LEGACY INVESTMENT PARTNERS, LLC located in Overland Park, Kansas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lawrence Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2016 - Present

LEGACY INVESTMENT PARTNERS, LLC

Office #1: 6240 West 135th Street Suite 175, Overland Park, KS 66223

RIA

CRD#: 133014

Overland Park, KS

Past

December 3, 2004 - April 26, 2006

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

LEAWOOD, KS

Past

October 30, 2004 - December 31, 2015

LEGACY INVESTMENT PARTNERS, LLC

RIA

CRD#: 133014

LEAWOOD, KS

Past

October 22, 2004 - December 13, 2004

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

September 4, 2001 - November 2, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

OVERLAND PARK, KS

Past

July 21, 2000 - November 2, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 22, 1998 - July 24, 2000

GEORGE K. BAUM & COMPANY

CRD#: 36354

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY INVESTMENT PARTNERS, LLC

CRD#: 133014 / SEC#: 801-63567

RIA

Registered Investment Advisory firm - (10/8/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/22/2016)

IAR

Missouri
(1/13/2016)

IAR

North Carolina
(1/13/2016)

IAR

Texas
(1/13/2016)

IAR

Washington
(1/13/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/26/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 2/10/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/20/1998

General Securities Representative Examination

Current Firm

LEGACY INVESTMENT PARTNERS, LLC

CRD#: 133014 / SEC#: 801-63567

RIA

Registered Investment Advisory firm - (10/8/2004 Approved)

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Contact information

Main Address

6240 West 135th Street Suite 175, Overland Park, KS 66223

Mailing Address

Phone number

(913) 696-1550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY INVESTMENT PARTNERS LLC MANAGED ACCOUNT PROGRAM BROCHURE (1/31/2025)

LEGACY INVESTMENT PARTNERS LLC ADV PART2 BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	374
AUM (Assets Under Management)	$ 317,243,074

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David L. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lawrence Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

LEGACY INVESTMENT PARTNERS, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

GEORGE K. BAUM & COMPANY

Primary Firm SEC Registration

LEGACY INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2000

Series 63

Date: 1/26/1998

Series 31

Date: 2/10/1998

Series 7

Date: 1/20/1998

Current Firm

LEGACY INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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