Connie Scarboro Gardner
Professional Summary
Connie Scarboro Gardner was a registered financial advisor. Connie was a previously registered financial professional and started their career in finance 1998 - 2009. Connie had worked at 4 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
IRONSTONE SECURITIES, INC.
Contact Information
Established
North Carolina since 11/24/2003Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST CITIZENS BANK & TRUST COMPANY | 100% OWNER | — |
| BLACK, KENNETH ALEXANDER | DIRECTOR | 2989066 |
| BOGACZYK, STEVEN FRED | CFO, DIRECTOR | 2469749 |
| CREEKMAN, JAMES ERVIN | DIRECTOR | 2989069 |
| HOLDING, FRANK BROWN JR | DIRECTOR | 2989068 |
| JONES, HIRAM RAMSEY II | PRESIDENT | 1876061 |
| LOWMAN, LAWRENCE MINETREE | DIRECTOR OF COMPLIANCE; CHIEF COMPLIANCE OFFICER | 1642166 |
| YOCHEM, CAROL BLADE | DIRECTOR | 1254414 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 1999About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Aug 1999About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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