Jason P. Liu

MTC WEALTH MANAGEMENT

Battle Ground, WA

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CRD#: 2992024

Professional summary

Jason Patrick Liu is a registered financial advisor currently at MTC WEALTH MANAGEMENT located in Battle Ground, Washington.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jason has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 24, Series 23, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Patrick Liu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2025 - Present

MTC WEALTH MANAGEMENT

RIA

CRD#: 305308

Battle Ground, WA

Past

January 27, 2023 - July 26, 2023

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

SEATTLE, WA

Past

January 27, 2023 - July 26, 2023

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SEATTLE, WA

Past

October 19, 2012 - February 1, 2021

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

IRVINE, CA

Past

October 19, 2012 - February 1, 2021

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

IRVINE, CA

Past

September 15, 2010 - September 19, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

IRVINE, CA

Past

September 15, 2010 - September 19, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

IRVINE, CA

Past

May 15, 2001 - September 23, 2010

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAN DIEGO, CA

Past

May 2, 2001 - September 23, 2010

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN DIEGO, CA

Past

June 28, 2000 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

February 24, 1998 - July 10, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MTC WEALTH MANAGEMENT

MTC WEALTH MANAGEMENT | MTC WEALTH MANAGEMENT LLC

CRD#: 305308 / SEC#: 801-117300

RIA

Registered Investment Advisory firm - (9/6/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/28/2025)

IAR

Alaska
(1/28/2025)

IAR

Arizona
(2/20/2025)

IAR

Arkansas
(1/31/2025)

IAR

California
(1/28/2025)

IAR

Colorado
(1/29/2025)

IAR

Connecticut
(1/29/2025)

IAR

Delaware
(2/10/2025)

IAR

District of Columbia
(3/13/2025)

IAR

Hawaii
(1/29/2025)

IAR

Idaho
(1/28/2025)

IAR

Illinois
(1/29/2025)

IAR

Indiana
(7/8/2025)

IAR

Iowa
(1/31/2025)

IAR

Kansas
(1/28/2025)

IAR

Kentucky
(1/28/2025)

IAR

Michigan
(1/30/2025)

IAR

Minnesota
(1/28/2025)

IAR

Mississippi
(1/29/2025)

IAR

Montana
(1/31/2025)

IAR

Nebraska
(1/28/2025)

IAR

Nevada
(1/28/2025)

IAR

New Hampshire
(2/3/2025)

IAR

New Mexico
(1/28/2025)

IAR

New York
(1/28/2025)

IAR

North Carolina
(1/31/2025)

IAR

North Dakota
(2/4/2025)

IAR

Ohio
(1/29/2025)

IAR

Oklahoma
(1/29/2025)

IAR

Oregon
(1/30/2025)

IAR

Pennsylvania
(1/29/2025)

IAR

Rhode Island
(1/29/2025)

IAR

South Carolina
(1/30/2025)

IAR

South Dakota
(1/28/2025)

IAR

Texas
(1/28/2025)

IAR

Utah
(2/3/2025)

IAR

Vermont
(1/28/2025)

IAR

Virgin Islands
(1/29/2025)

IAR

Virginia
(1/29/2025)

IAR

Washington
(1/28/2025)

IAR

West Virginia
(1/31/2025)

IAR

Wisconsin
(1/28/2025)

IAR

Wyoming
(1/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/2/1998

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/25/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/15/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 23

Date: 7/28/2011

General Securities Principal Sales Supervisor

Principal/Supervisory Exam

Series 10

Date: 3/21/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/8/2004

General Securities Sales Supervisor - Options Module Examination

Current Firm

MTC WEALTH MANAGEMENT

MTC WEALTH MANAGEMENT | MTC WEALTH MANAGEMENT LLC

CRD#: 305308 / SEC#: 801-117300

RIA

Registered Investment Advisory firm - (9/6/2019 Approved)

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Contact information

Main Address

14055 Riveredge Dr. Suite 525, Tampa, FL 33637

Mailing Address

Phone number

(888) 727-9191

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MTC WEALTH MANAGEMENT LLC CLIENT BROCHURE (7/28/2025)

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 207,695,797

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason P. Liu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Patrick Liu's CRS (Customer Relationship Summary).

Certified licenses

Experience

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

MTC WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 4/2/1998

Series 65

Date: 2/25/1998

SIE

Date: 10/1/2018

Series 7

Date: 1/15/1998

Series 24

Date: 1/2/2023

Series 23

Date: 7/28/2011

Series 10

Date: 3/21/2005

Series 9

Date: 12/8/2004

Current Firm

MTC WEALTH MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MTC WEALTH MANAGEMENT

TRUST BUT VERIFY

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