Natasha M. Miles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Natasha Mahalia Miles, who also goes by Natasha Lee Miles, Natasha Miles, Natasha Mahalia Miles-lee, was a registered financial professional .
Natasha is a previously registered financial professional and started their career in finance in 2000. Natasha had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2013 - March 9, 2016
DAVID LERNER ASSOCIATES, INC.
June 1, 2009 - December 21, 2011
MORGAN STANLEY
February 12, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 22, 2006 - February 15, 2007
OSAIC WEALTH, INC.
October 20, 2004 - September 15, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 25, 2003 - October 20, 2004
QUICK & REILLY, INC.
January 20, 2000 - March 3, 2003
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
