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DD

Daniel L. Dickerson

RCM WEALTH ADVISORS
Hot Springs, AR 71913
Some features on this profile are disabled
CRD#: 2991975
DD

Professional summary

Daniel Lucas Dickerson, who also goes by Daniel Lucas Dickerson, Dan Dickerson, Daniel Lucus Dickerson, is a registered financial advisor currently at RCM WEALTH ADVISORS located in Hot Springs, Arkansas.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Daniel has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Daniel Lucas Dickerson | Dan Dickerson | Daniel Lucus Dickerson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Lucas Dickerson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 4, 2026 - Present

RCM WEALTH ADVISORS

Office #1: 100 Ohio Dr, Hot Springs, AR 71913
RIA
CRD#: 153641
Hot Springs, AR
Past

December 15, 2025 - March 2, 2026

MONEY CONCEPTS CAPITAL CORP

RIA
CRD#: 12963
Hot Springs, AR
Past

December 15, 2025 - March 2, 2026

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
Hot Springs, AR
Past

June 29, 2018 - December 22, 2025

TRUTORO

RIA
CRD#: 169291
Hot Springs, AR
Past

June 29, 2018 - December 22, 2025

TRUTORO

BD
CRD#: 169291
Hot Springs, AR
Past

June 22, 2015 - June 29, 2018

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
LITTLE ROCK, AR
Past

June 16, 2015 - June 29, 2018

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Hot Springs, AR
Past

March 9, 2015 - June 17, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
LITTLE ROCK, AR
Past

March 2, 2011 - June 17, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
LITTLE ROCK, AR
Past

January 27, 1998 - February 23, 1999

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RCM WEALTH ADVISORS
KNOW YOUR OPTIONS INC. | RCM WEALTH MANAGEMENT | RCM WEALTH ADVISORS | RCM PRIVATE CLIENT | RCM CORPORATE BENEFITS | RCM ACCESS | KNOW YOUR OPTIONS LLC

CRD#: 153641 / SEC#: 801-92177

RIA
Registered Investment Advisory firm - (4/20/2015 Approved)
California
Registered Investment Advisory firm - (5/22/2015 Terminated)
Illinois
Registered Investment Advisory firm - (4/22/2015 Terminated)
Indiana
Registered Investment Advisory firm - (4/22/2015 Terminated)
New York
Registered Investment Advisory firm - (4/22/2015 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arkansas
(3/4/2026)
IAR
Texas
(3/4/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/12/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/18/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/11/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/1/2011
Investment Company Products/Variable Contracts Representative Examination

Current Firm

RW
RCM WEALTH ADVISORS
KNOW YOUR OPTIONS INC. | RCM WEALTH MANAGEMENT | RCM WEALTH ADVISORS | RCM PRIVATE CLIENT | RCM CORPORATE BENEFITS | RCM ACCESS | KNOW YOUR OPTIONS LLC

CRD#: 153641 / SEC#: 801-92177

RIA
Registered Investment Advisory firm - (4/20/2015 Approved)
California
Registered Investment Advisory firm - (5/22/2015 Terminated)
Illinois
Registered Investment Advisory firm - (4/22/2015 Terminated)
Indiana
Registered Investment Advisory firm - (4/22/2015 Terminated)
New York
Registered Investment Advisory firm - (4/22/2015 Terminated)
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Contact information

Main Address
318 W Adams St 10th Floor, Chicago, IL 60606
Mailing Address
Phone number
(866) 903-1822
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KNOW YOUR OPTIONS INC FIRM DISCLOSURE BROCHURE (3/4/2026)

Regulatory assets under management

Total Number of Accounts1,123
AUM (Assets Under Management)$ 388,780,330

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RCM WEALTH ADVISORS

CRD#: 153641Hot Springs, AR 71913

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