Adam S. Deane
Professional summary
Adam Spencer Deane was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Adam Spencer Deane was a registered financial advisor .
Adam is a previously registered financial advisor and started their career in finance in 1998. Adam had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2011 - July 16, 2012
BEST DIRECT SECURITIES, LLC
February 16, 2011 - July 20, 2012
PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.
October 23, 2009 - December 20, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - December 20, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 2004 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 13, 2004 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 16, 2000 - February 20, 2004
WELLS FARGO CLEARING SERVICES, LLC
June 16, 2000 - February 20, 2004
WELLS FARGO CLEARING SERVICES, LLC
February 5, 1998 - June 21, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BEST DIRECT SECURITIES, LLC
CRD#: 146053 / SEC#: , 8-67777
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEREGRINE FINANCIAL GROUP, INC | OWNER / SOLE MEMBER | |
| LISHCHYNSKY, MARK JOHN JR | CHIEF COMPLIANCE OFFICER | 2478952 |
| LISHCHYNSKY, MARK JOHN JR | PRESIDENT | 2478952 |
| SADZEWICZ, GERY JOSEPH | FINOP | 1090963 |
| TEGTMEIER, JAMES GORDON | BRANCH OFFICE MANAGER / GENERAL SECURITIES PRINCIPAL | 4042452 |
| TEGTMEIER, JAMES GORDON | SROP & CROP | 4042452 |
Red Flags
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