Claribeth Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claribeth Davis, who also goes by Claribeth Mroz, Claribeth Nocon, was a registered financial professional .
Claribeth is a previously registered financial professional and started their career in finance in 1998. Claribeth had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2017 - August 6, 2019
SENTRY EQUITY SERVICES, INC.
July 17, 2007 - August 2, 2017
NATIONWIDE INVESTMENT ADVISORS, LLC
September 27, 2006 - August 2, 2017
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 30, 2002 - April 20, 2006
HIMCO DISTRIBUTION SERVICES COMPANY
August 29, 2000 - July 2, 2002
VOYA FINANCIAL PARTNERS, LLC
October 22, 1998 - March 15, 2000
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SENTRY EQUITY SERVICES, INC.
CRD#: 5069 / SEC#: , 8-15078
Contact information
FINRA licenses (49 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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