Andrew H. Susanin
Professional summary
Andrew Hughes Susanin was a registered financial advisor .
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Andrew had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2026 - Present
Office #1: 500 Sw 7th Street Suite 204, Des Moines, IA 50309
August 19, 2020 - September 30, 2026
RIA ADVISORY GROUP, LLC
July 27, 2018 - September 15, 2020
BALEFIRE, LLC
October 2, 2013 - August 26, 2020
LPL FINANCIAL LLC
September 30, 2013 - December 31, 2017
BALEFIRE, LLC
September 30, 2013 - August 26, 2020
LPL FINANCIAL LLC
September 16, 2002 - October 1, 2013
SECURIAN FINANCIAL SERVICES, INC.
January 18, 1999 - July 11, 2008
CAULDWELL FINANCIAL GROUP INC
April 28, 1998 - October 1, 2013
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/4/2026)
Exams
What does exam status mean?
Series 6
Passed: 4/27/1998
Current firm
No current employment
Red Flags
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Company Information
No current employment
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