Scott H. Silver

FOUNTAINHEAD ADVISORS

Warren, NJ 07059

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CRD#: 2991128

Professional summary

Scott Harris Silver is a registered financial advisor currently at FOUNTAINHEAD ADVISORS located in Warren, New Jersey.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Scott has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME:SILVER FINANCIAL STRATEGIES LLC, INV REL:Y ADDR: SUMMIT, NJ; SALES/AGENT OFFERING LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, OTHER:LONG TERM CARE, DISABILITY INCOME, ANNUITIES. ALSO OFFER FINANCIAL ADVICE RELATED TO BUSINESS SUCCESSION AND SPECIAL NEEDS PLANNING; START:11/2012, NO HR/MO: ~25, NO HR/MO DUR TRADING: ~25.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Harris Silver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2013 - Present

FOUNTAINHEAD ADVISORS

Office #1: 10 Independence Blvd Suite 120, Warren, NJ 07059

RIA

CRD#: 156185

Warren, NJ

Past

November 10, 2015 - June 27, 2016

FSIC

CRD#: 37813

Edison, NJ

Past

February 4, 2014 - August 10, 2015

SECUREVEST FINANCIAL GROUP

CRD#: 10100

EDISON, NJ

Past

November 21, 2013 - November 26, 2013

SECUREVEST FINANCIAL GROUP

CRD#: 10100

MORRISTOWN, NJ

Past

November 16, 2001 - November 18, 2013

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

CINCINNATI, OH

Past

October 14, 1998 - November 18, 2013

MML INVESTORS SERVICES, LLC

CRD#: 10409

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUNTAINHEAD ADVISORS

CRD#: 156185 / SEC#: 801-79472

RIA

Registered Investment Advisory firm - (4/4/2014 Approved)

Florida

Registered Investment Advisory firm - (4/9/2014 Terminated)

New York

Registered Investment Advisory firm - (4/9/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/6/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/27/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/2/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/8/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FOUNTAINHEAD ADVISORS

CRD#: 156185 / SEC#: 801-79472

RIA

Registered Investment Advisory firm - (4/4/2014 Approved)

Florida

Registered Investment Advisory firm - (4/9/2014 Terminated)

New York

Registered Investment Advisory firm - (4/9/2014 Terminated)

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Contact information

Main Address

10 Independence Blvd Suite 120, Warren, NJ 07059

Mailing Address

Phone number

(732) 346-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FOUNTAINHEAD ADVISORS & FOUNTAINHEAD PRIVATE WEALTH ADV 2A JUNE 2025 (6/12/2025)

Regulatory assets under management

Total Number of Accounts	3,733
AUM (Assets Under Management)	$ 1,019,956,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott H. Silver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Harris Silver's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSIC

SECUREVEST FINANCIAL GROUP

SECUREVEST FINANCIAL GROUP

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

FOUNTAINHEAD ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 3/9/1998

SIE

Date: 6/27/2016

Series 7

Date: 4/2/2001

Series 6

Date: 10/8/1998

Current Firm

FOUNTAINHEAD ADVISORS

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOUNTAINHEAD ADVISORS

TRUST BUT VERIFY

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