JA
John R. Acevedo
SANTANDER SECURITIES LLC
Secaucus, NJ 07094
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CRD#: 2990934
JA
Professional summary
John Richard Acevedo is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Secaucus, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. John has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Richard Acevedo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Richard Acevedo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2013 - Present
SANTANDER SECURITIES LLC
Office #1: 1322a Paterson Plank Road, Secaucus, NJ 07094Office #2: 241 Central Avenue, Jersey City, NJ 07307Office #3: 214 Newark Avenue, Jersey City, NJ 07302Office #4: 300 Broad Avenue, Palisades Park, NJ 07650RIA
BD
CRD#: 41791
Secaucus, NJ
Current
August 21, 2013 - Present
SANTANDER SECURITIES LLC
Office #1: 1322a Paterson Plank Road, Secaucus, NJ 07094Office #2: 241 Central Avenue, Jersey City, NJ 07307Office #3: 214 Newark Avenue, Jersey City, NJ 07302Office #4: 300 Broad Avenue, Palisades Park, NJ 07650RIA
BD
CRD#: 41791
Secaucus, NJ
Past
April 16, 2013 - August 5, 2013
SIGNAL SECURITIES, INC.
BD
CRD#: 15916
MONTCLAIR, NJ
Past
April 9, 2013 - August 5, 2013
SIGNAL SECURITIES, INC.
RIA
CRD#: 15916
MONTCLAIR, NJ
Past
March 6, 2008 - May 21, 2010
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
RICHMOND, VA
Past
March 6, 2008 - May 21, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
RICHMOND, VA
Past
October 29, 2001 - March 5, 2008
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
MIDLOTHIAN, VA
Past
June 1, 2001 - March 5, 2008
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
MIDLOTHIAN, VA
Past
March 28, 2001 - June 20, 2001
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Past
April 5, 1999 - March 28, 2001
BRANCH, CABELL & CO., INC.
BD
CRD#: 6820
RICHMOND, VA
Past
October 14, 1998 - March 17, 1999
ANDERSON & STRUDWICK, INCORPORATED
BD
CRD#: 48
RICHMOND, VA
Past
January 22, 1998 - September 23, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 22, 1998 - September 23, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/13/2018)
RR
Arizona(6/18/2018)
RR
California(11/4/2015)
RR
Connecticut(6/13/2018)
RR
Florida(10/2/2017)
RR
Georgia(10/14/2016)
RR
Maryland(6/13/2018)
RR
New Jersey(8/21/2013)
IAR
New Jersey(8/23/2013)
RR
New York(9/16/2013)
RR
North Carolina(3/27/2015)
RR
Pennsylvania(1/22/2018)
RR
South Carolina(6/8/2021)
RR
Texas(11/9/2015)
IAR
Texas(8/18/2020)
RR
Wisconsin(1/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SMITH, MATTHEW PETER | NATIONAL BUSINESS DIRECTOR | 3209342 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
