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CR

Catherine D. Ryan

CEDAR ROCK INVESTMENT ADVISORS
Clinton, MA
Some features on this profile are disabled
CRD#: 2990811
CR

Professional summary

Catherine Dee Ryan is a registered financial advisor currently at CEDAR ROCK INVESTMENT ADVISORS located in Clinton, Massachusetts.

Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Catherine has worked at 2 firms and has passed the Series 63 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Dee Ryan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 13, 2007 - Present

CEDAR ROCK INVESTMENT ADVISORS

RIA
CRD#: 143327
Clinton, MA
Past

April 17, 1998 - August 31, 1999

BARINGS SECURITIES LLC

BD
CRD#: 36929
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(6/13/2007)

Exams

State Security Law Exam
RR
Series 63
Date: 7/24/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 4/13/1998
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CR
CEDAR ROCK INVESTMENT ADVISORS
CATHERINE DEE RYAN | CEDAR ROCK INVESTMENT ADVISORS

CRD#: 143327 / SEC#:

Massachusetts
Registered Investment Advisory firm - (6/13/2007 Approved)
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Contact information

Main Address
Leominster, MA
Mailing Address
Phone number
(781) 859-8066
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts25
AUM (Assets Under Management)$ 8,981,270

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CEDAR ROCK INVESTMENT ADVISORS

CRD#: 143327Clinton, MA

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