Howard M. Brenner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Martin Brenner was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1963. Howard had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2001 - February 22, 2021
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
January 20, 1999 - September 10, 2001
HCFP BRENNER SECURITIES, LLC
July 11, 1996 - February 5, 1999
LOEWENBAUM & COMPANY INCORPORATED
August 3, 1990 - July 11, 1996
BRENNER SECURITIES CORPORATION
February 6, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED
May 11, 1973 - February 6, 1976
DREXEL BURNHAM & CO. INCORPORATED
February 6, 1969 - May 11, 1973
BURNHAM & COMPANY INC
December 16, 1963 - August 7, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 8/10/1981
AMEX Put and Call ExamSeries 1
Date: 6/26/1957
Registered Representative ExaminationCurrent Firm
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
CRD#: 18487 / SEC#: , 8-37085
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN PORTFOLIOS HOLDINGS, INC. | 100% SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| DOLBER, LON TERRY | DIRECTOR | 862635 |
| DOLBER, LON TERRY | CEO & PRESIDENT | 862635 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR | 2627931 |
| SCHLUETER, MATTHEW ADAM | EVP | 2627931 |
| SCHMIDT, DAVID MARTIN | FINANCIAL & OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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