Matthew L. Roop
Professional summary
Matthew Lewis Roop, CFP®, who also goes by Matt Roop, is a registered financial advisor currently at DEERFIELD located in Carmel, Indiana.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Matthew has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Lewis Roop's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
July 1, 2015 - Present
DEERFIELD
January 28, 2015 - June 26, 2015
CATALYST FINANCIAL CONSULTING, LLC
January 23, 2014 - December 31, 2014
CATALYST FINANCIAL CONSULTING, LLC
March 29, 2005 - January 31, 2007
BEDEL FINANCIAL CONSULTING INC
January 16, 2002 - June 4, 2002
CHARLES SCHWAB & CO., INC.
August 27, 2001 - June 4, 2002
CHARLES SCHWAB & CO., INC.
July 6, 1998 - June 7, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
DEERFIELD
CRD#: 104964 / SEC#: 801-25156
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/4/2021)
(7/1/2015)
(11/2/2016)
Exams
Current Firm
DEERFIELD
CRD#: 104964 / SEC#: 801-25156
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 938 |
| AUM (Assets Under Management) | $ 958,738,339 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 | ||
| 09/24/2024 | ||
| 01/04/2024 | ||
| 01/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
