Gordon B. Taylor
Professional summary
Gordon Burdette Taylor, who also goes by Gordon Burdette Taylor, Gordon Taylor, is a registered financial professional currently at DISTRIBUTION SERVICES, LLC located in Portland, Maine and SMEAD FUNDS DISTRIBUTORS, LLC located in Portland, Maine.
Gordon is registered as a RR (Registered Representative) and started their career in finance in 1998. Gordon has worked at 15 firms and has passed the Series 66, Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gordon Burdette Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2020 - Present
DISTRIBUTION SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101March 13, 2025 - Present
SMEAD FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101March 13, 2025 - Present
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101March 13, 2025 - Present
NORTHERN FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101April 20, 2017 - April 28, 2020
TORTOISEECOFIN SECURITIES, LLC
April 7, 2015 - October 5, 2016
MSEC, LLC
March 31, 2006 - March 23, 2012
DIVIDEND CAPITAL INVESTMENTS LLC
March 31, 2006 - April 6, 2015
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
April 5, 2005 - March 15, 2006
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 8, 2004 - March 15, 2006
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 31, 2000 - January 6, 2004
VERAVEST INVESTMENTS, INC.
March 3, 1999 - October 18, 2000
SECURITIES SERVICE NETWORK, LLC
June 1, 1998 - March 4, 1999
OSAIC FA, INC.
April 6, 1998 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 12, 1998 - February 4, 1998
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NORTHERN FUNDS DISTRIBUTORS, LLC
CRD#: 45943 / SEC#: , 8-51242
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 2990648 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NORTHERN FUNDS DISTRIBUTORS, LLC
CRD#: 45943Portland, ME 04101TRUST BUT VERIFY
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