MK
Michael J. Koerner
IAG WEALTH PARTNERS
Waukesha, WI 53188
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CRD#: 2990420
MK
Professional summary
Michael John Koerner is a registered financial advisor currently at IAG WEALTH PARTNERS, LLC located in Waukesha, Wisconsin and LPL FINANCIAL LLC located in Waukesha, Wisconsin.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 8/28/2017 - Elmbrook United - Not Investment Related - 19485 West Lisbon Road, Brookfield, WI 53045, and numerous soccer fields - Outside/W-2 Employment - Staff Coach - Started 08/14/2017 - 30 Hours Per Month/1 Hour During Securities Trading. 2) 5/23/2018 - IAG Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/22/2018 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through IAG Wealth Partners, LLC, an independent investment advisor firm. I started this business activity on 5/23/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 5/29/2018 - IAG Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/22/2018 - 160 Hours Per Month During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Koerner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2017 - Present
IAG WEALTH PARTNERS, LLC
Office #1: N19 W24200 Riverwood Drive Suite 150, Waukesha, WI 53188RIA
CRD#: 109721
Waukesha, WI
Current
August 4, 2017 - Present
LPL FINANCIAL LLC
Office #1: N19 W24200 Riverwood Dr, #150, Waukesha, WI 53188RIA
BD
CRD#: 6413
Waukesha, WI
Past
December 8, 2009 - August 8, 2017
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ELM GROVE, WI
Past
December 17, 2004 - August 9, 2017
ANNEX WEALTH MANAGEMENT, LLC
RIA
CRD#: 127987
ELM GROVE, WI
Past
September 15, 2003 - December 7, 2009
SII INVESTMENTS, INC.
BD
CRD#: 2225
BROOKFIELD, WI
Past
April 12, 2002 - September 23, 2003
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Past
February 20, 1998 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IAG WEALTH PARTNERS, LLC
IAG WEALTH PARTNERS, LLC | INVESTORS ADVISORY GROUP, LLC | INVESTORS ADVISORY GROUP, INC
CRD#: 109721 / SEC#: 801-70404
RIA
Registered Investment Advisory firm - (7/28/2009 Approved)California
Registered Investment Advisory firm - (8/12/2009 Terminated)Wisconsin
Registered Investment Advisory firm - (8/12/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Wisconsin(8/4/2017)
IAR
Wisconsin(9/26/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IAG WEALTH PARTNERS, LLC
IAG WEALTH PARTNERS, LLC | INVESTORS ADVISORY GROUP, LLC | INVESTORS ADVISORY GROUP, INC
CRD#: 109721 / SEC#: 801-70404
RIA
Registered Investment Advisory firm - (7/28/2009 Approved)California
Registered Investment Advisory firm - (8/12/2009 Terminated)Wisconsin
Registered Investment Advisory firm - (8/12/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N19 W24200 Riverwood Drive Suite 150, Waukesha, WI 53188
Mailing Address
Phone number
(262) 446-8150
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,857 |
| AUM (Assets Under Management) | $ 1,585,348,067 |
Red Flags
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Company Information
IAG WEALTH PARTNERS, LLC
CRD#: 109721Waukesha, WI 53188TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
