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Christopher K Busch Ii

CRD# 2990408·Registered 1998 - 2019
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher K Busch II, who also goes by Chris Busch II, Christopher K (ii) Busch, Christopher Kendrick Busch Ii, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1998 - 2019. Christopher had worked at 5 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Busch Ii, Christopher K (ii) Busch, Christopher Kendrick Busch Ii

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

IFINANCIAL, LLC·CRD# 148055
RIA
Highlands Ranch, CO
October 22, 2008 - April 30, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
RIA
Pasadena, CA
May 5, 2005 - May 7, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
BD
Pasadena, CA
April 5, 2004 - May 7, 2008
BUSCH FINANCIAL LLC·CRD# 126759
RIA
Denver, CO
August 26, 2003 - March 16, 2004
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Denver, CO
June 21, 2002 - February 26, 2003
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
June 21, 2002 - February 26, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Englewood, CO
January 1, 1999 - June 24, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
February 3, 1998 - June 24, 2002

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Current Firm

IL
IFINANCIAL, LLC

BUSCH SCHNEIDER CAPITAL MANAGEMENT, LLC | IFINANCIAL, LLC | BUSCH SCHNEIDER CAPITAL MANGEMENT, LLC

CRD#: 148055

Contact Information

Main Address

Parker, CO

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 1998About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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