Christopher K. Busch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher K Busch II, who also goes by Chris Busch II, Christopher K (ii) Busch, Christopher Kendrick Busch Ii, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2008 - April 30, 2019
IFINANCIAL, LLC
May 5, 2005 - May 7, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 5, 2004 - May 7, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 26, 2003 - March 16, 2004
BUSCH FINANCIAL LLC
June 21, 2002 - February 26, 2003
UBS FINANCIAL SERVICES INC.
June 21, 2002 - February 26, 2003
UBS FINANCIAL SERVICES INC.
January 1, 1999 - June 24, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 3, 1998 - June 24, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IFINANCIAL, LLC
CRD#: 148055 / SEC#:
Contact information
Red Flags
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