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MT

Michael T. Toon

FIRST PUBLIC
Austin, TX 78759
Some features on this profile are disabled
CRD#: 2990343
MT

Professional summary

Michael Trent Toon, who also goes by Trent Toon, is a registered financial professional currently at FIRST PUBLIC, LLC located in Austin, Texas.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 55, Series 7, Series 6, Series 51 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Trent Toon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Trent Toon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 15, 2005 - Present

FIRST PUBLIC, LLC

Office #1: 12007 Research Blvd, Austin, TX 78759
BD
CRD#: 128180
Austin, TX
Past

April 19, 2005 - August 31, 2005

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
ELMHURST, IL
Past

March 7, 2005 - April 20, 2005

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
TYLER, TX
Past

February 28, 2005 - April 20, 2005

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

November 26, 2003 - January 11, 2005

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
DALLAS, TX
Past

October 17, 2001 - August 22, 2003

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

December 13, 2000 - October 12, 2001

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

December 21, 1999 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

BD
CRD#: 16100
MINNEAPOLIS, MN
Past

November 30, 1999 - May 2, 2001

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA
Past

July 14, 1999 - September 2, 1999

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(9/15/2005)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/4/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/14/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 2/26/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/22/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/20/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/13/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 8/29/2017
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/10/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FP
FIRST PUBLIC, LLC
FIRST PUBLIC, LLC | TASB FINANCIAL SERVICES, LLC

CRD#: 128180 / SEC#: , 8-66105

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
12007 Research Blvd, Austin, TX 78759
Mailing Address
12007 Research Blvd, Austin, TX 78759
Phone number
(512) 467-3655
Established
Texas since 05/14/2003
Firm type
Limited Liability Company
Fiscal year end
August
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TEXAS ASSOCIATION OF SCHOOL BOARDS, INC.SOLE MEMBER
CAMPBELL, ROBERT NMNFINOP, POO, & PFO1349154
DAVIS, TAMMY SHARONNECHIEF COMPLIANCE OFFICER2300858
MASTRODICASA, WILLIAM GERALDMANAGING DIRECTOR, REGISTERED PRINCIPAL, MUNICIPAL PRINCIPAL, COO2311849

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST PUBLIC, LLC

CRD#: 128180Austin, TX 78759

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