CW
Christopher W. Wilbratte
THE FIDUCIARY ALLIANCE
Austin, TX 78746
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CRD#: 2990339
CW
Professional summary
Christopher Warren Wilbratte is a registered financial advisor currently at THE FIDUCIARY ALLIANCE located in Austin, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Christopher has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fiduciary Alliance LLC. Investment Related. 4201 Bee Cave Road, Suite C -101, Austin, TX 78746. RIA, IAR. Start 2/2021. 160hrs/mo, all during trading hours. Investment Advisory Activities. 2) Texas CDFA, LLC. Non-Investment Related. 4201 Bee Cave Road, Suite C -101, Austin, TX 78746. CDFA services, owner. Start 12/2020. 10hrs/mo, 2hrs/mo during trading hours. CDFA practice. 3) Echelon Financial. Investment Related. 4201 Bee Cave Road, Suite C -101, Austin, TX 78746. Tax prep, wealth management, accounting and book keeping. Partner. Start 1/2013. 39hrs/mo, all during trading hours. Offer wealth management and insurance; business development. 4) Downing & Morano CPAs. Non-Investment Related. 4201 Bee Cave Road, Suite C -101, Austin, TX 78746. Tax Prep. Partner. Start 1/2013. 1hr/mo during trading hours. Book of business acquired from retiring CPA. 5) Quantum Pension Services, Inc. Insurance Agency. 4201 Bee Cave Road, Suite C -101, Austin, TX 78746. Fixed Insurance. Partner. Start 12/1992. 40hrs/mo, 2hrs/mo during trading hours. Insurance agency. 6) Quantum Pension Services Management Corporation. Non-Investment related. 4201 Bee Cave Road, Suite C -101, Austin, TX 78746. Management company for Quantum Pension Services. Owner. Start 10/2013. 1hr/mo during trading hours. Management company for insurance agency. 7) Rise School of Austin. Non-Investment Related. 4800 Manor Road, Bldg. J, Austin, TX 78723. Pre-School for special needs kids. Board Chair. Start 2009. 4hrs/mo, 2hrs/mo during trading hours. Direction of the strategic projects for the school. 8) Austin Round Table. Non-Investment Related. 4408 Long Champ Drive, Austin, TX 78746. Networking Group. Founder/Member. Start 2010. 4hrs/mo, none during trading hours. Networking Meetings. 9) American Federation Education Alliance - not investment related - 8514 McAlpine Park Dr. #280, Charlotte, NC - Social Security Education Seminars - Presenter - 01/2022 - 2 hours/0 trading hours a month - Present the social security education seminars that are promoted by the AFEA 10) Cracking The Code: Unlocking Tax Savings for Business Owners. Not investment-related. Located at 4201 Bee Cave, Suite C-101, Austin, TX 78746. Tax Strategy Book. Owner / Author. Start: 04/15/2023. 0.5 hr/month; all during trading hours. Author of a tax strategy book for business owners. 11) Gameday Guayabera, Inc. Not Investment Related. 4201 Bee Cave, Suite C-101, Austin, TX 78746. Textile Sales and Logo Licensing. Co-Owner. 1/2024. 1 Hr/Mo; 0 During Trading Hours. Assist son with setting up the business and getting licensing rights to school logos. 12) Wealth Preservation Playbook. Investment Related. 4201 Bee Cave Road Suite C-101, Austin, TX 78746. Book. Author. 11/2024. 1 hr/month. 1 hr during securities hrs. Sharing the book as it is requested by prospects.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Warren Wilbratte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2021 - Present
THE FIDUCIARY ALLIANCE
Office #1: 7004 Bee Cave Rd Bldg 3 Suite 210, Austin, TX 78746RIA
CRD#: 284924
Austin, TX
Past
February 1, 2021 - February 11, 2025
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Austin, TX
Past
January 20, 2005 - February 2, 2021
GWN SECURITIES INC.
RIA
CRD#: 128929
AUSTIN, TX
Past
January 14, 2005 - February 2, 2021
GWN SECURITIES INC.
BD
CRD#: 128929
AUSTIN, TX
Past
January 10, 2001 - January 14, 2005
PMG ASSET MANAGEMENT INC
RIA
CRD#: 110825
DALLAS , TX
Past
July 13, 2000 - January 14, 2005
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
July 16, 1999 - July 10, 2000
INSTITUTIONAL SECURITIES CORPORATION
BD
CRD#: 20291
DALLAS, TX
Past
December 24, 1997 - July 27, 1999
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
THE FIDUCIARY ALLIANCE
ALTUM WEALTH ALLIANCE | THE FIDUCIARY ALLIANCE | STEWARDSHIP INVESTMENTS, INC. | PEACHTREE FINANCIAL GROUP | PARALLEL FINANCIAL | NORRIS LAKE RETIREMENT PLANNING, LLC | MORROW WEALTH ADVISORY GROUP | MERRIMACK WEALTH MANAGEMENT | LONGVIEW ADVISORS | KINGDOM WEALTH MANAGEMENT | GUARD LEGACY | FIDUCIARY ALLIANCE LLC | ELM WEALTH ADVISORS | ECHELON FINANCIAL MANAGEMENT | DAVID DUNN WEALTH, LLC | CREATIVE RETIREMENT SOLUTIONS GROUP, LLC | BRIDGEWAY WEALTH STRATEGIES
CRD#: 284924 / SEC#: 801-108283
RIA
Registered Investment Advisory firm - (8/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/5/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TF
THE FIDUCIARY ALLIANCE
ALTUM WEALTH ALLIANCE | THE FIDUCIARY ALLIANCE | STEWARDSHIP INVESTMENTS, INC. | PEACHTREE FINANCIAL GROUP | PARALLEL FINANCIAL | NORRIS LAKE RETIREMENT PLANNING, LLC | MORROW WEALTH ADVISORY GROUP | MERRIMACK WEALTH MANAGEMENT | LONGVIEW ADVISORS | KINGDOM WEALTH MANAGEMENT | GUARD LEGACY | FIDUCIARY ALLIANCE LLC | ELM WEALTH ADVISORS | ECHELON FINANCIAL MANAGEMENT | DAVID DUNN WEALTH, LLC | CREATIVE RETIREMENT SOLUTIONS GROUP, LLC | BRIDGEWAY WEALTH STRATEGIES
CRD#: 284924 / SEC#: 801-108283
RIA
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Contact information
Main Address
135 S Main St Suite 600, Greenville, SC 29601
Mailing Address
Phone number
(864) 385-7999
Established
Firm type
Fiscal year end
# of Employees
63
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,842 |
| AUM (Assets Under Management) | $ 1,921,956,974 |
Red Flags
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