Jeffrey A. Bolton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Alan Bolton was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1998. Jeffrey had worked at 4 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2012 - May 16, 2013
PROFESSIONAL PLANNING SERVICES
June 6, 2012 - May 15, 2013
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
January 14, 1999 - June 26, 2012
EQUITABLE ADVISORS, LLC
January 14, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 14, 1998 - June 26, 2012
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PROFESSIONAL PLANNING SERVICES
CRD#: 152702 / SEC#: 801-71231
Contact information
Documents
Red Flags
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