Robert J. Grunzinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert James Grunzinger, who also goes by Bob Grunzinger, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2018 - December 31, 2019
SAXONY SECURITIES, INC.
June 19, 2009 - June 29, 2018
WHEELHOUSE SECURITIES CORPORATION
March 10, 2008 - December 31, 2019
CHRYSALIS INVESTMENT MANAGEMENT, LLC
June 11, 2003 - March 13, 2008
HUNTLEIGH ADVISORS, INC.
March 20, 1998 - February 25, 2008
HUNTLEIGH SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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