MM
Michael G. Minter
LIFEMARK SECURITIES
Tampa, FL 33624
Some features on this profile are disabled
CRD#: 2989575
MM
Professional summary
Michael Geoffrey Minter, who also goes by Michael G Minter, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Tampa, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael G Minter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Elite Independence Group, LLC/Investment related/3903 Northdale Blvd. Tampa, FL, 33624/insurance sales/managing partner/4/2001/100 hours per month/owner. 2.DBA Mintco Financial INC and Independent insurance agent/investment related/3903 Northdale Blvd STE 100E Tampa FL and 4444 Main St Buffalo NY/7/1997/150 hours per month/Provide financial services of insurance,financial planning services, sales of life, health,LTC, annuties/ owner.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Geoffrey Minter's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Geoffrey Minter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2021 - Present
LIFEMARK SECURITIES CORP.
Office #1: 3903 Northdale Blvd, Ste 100e, Tampa, FL 33624Office #2: 4444 Main Street, Buffalo, NY 14226RIA
BD
CRD#: 16204
Tampa, FL
Current
September 23, 2009 - Present
LIFEMARK SECURITIES CORP.
Office #1: 3903 Northdale Blvd, Ste 100e, Tampa, FL 33624RIA
BD
CRD#: 16204
Tampa, FL
Past
February 17, 1998 - September 30, 2009
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BUFFALO, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/10/2017)
RR
Florida(4/27/2010)
IAR
Florida(11/14/2024)
RR
Iowa(4/6/2017)
RR
Michigan(1/27/2017)
RR
New York(9/23/2009)
IAR
New York(8/25/2021)
RR
Ohio(12/6/2021)
RR
Pennsylvania(12/15/2021)
RR
South Carolina(6/2/2023)
RR
Texas(9/16/2014)
IAR
Texas(12/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFEMARK SECURITIES CORP.
CRD#: 16204Tampa, FL 33624TRUST BUT VERIFY
Monitor Michael Minter
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
