Dave R. Corwin
Professional summary
Dave R Corwin, who also goes by Dave Corwin, David R Corwin, David Ralph Corwin, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Omaha, Nebraska.
Dave is registered as a RR (Registered Representative) and started their career in finance in 1997. Dave has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dave R Corwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2022 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 12111 Pacific St, Omaha, NE 68154June 11, 2019 - July 8, 2021
THE LEADERS GROUP, INC.
June 29, 2018 - April 16, 2019
PACIFIC SELECT DISTRIBUTORS, LLC
January 21, 2016 - June 12, 2018
BROOKSTONE CAPITAL MANAGEMENT LLC
February 18, 2009 - January 6, 2015
FB ADVISORS, INC.
June 2, 2008 - January 26, 2009
PRUCO SECURITIES, LLC.
March 19, 2008 - January 26, 2009
PRUCO SECURITIES, LLC.
November 2, 2007 - November 6, 2007
FB ADVISORS, INC.
December 24, 1997 - November 25, 2003
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2022)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863Omaha, NE 68154TRUST BUT VERIFY
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