Wesley C. Hendrickson
Professional summary
Wesley C Hendrickson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Wesley is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Wesley had worked at 3 firms, which includes RUSSIAN RIVER FINANCIAL SERVICES INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2000 - October 3, 2001
RUSSIAN RIVER FINANCIAL SERVICES, INC.
January 9, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 9, 1998 - January 27, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RUSSIAN RIVER FINANCIAL SERVICES, INC.
CRD#: 41794 / SEC#: , 8-49574
Contact information
Documents
Disclosures
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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