Sharon A. Clapprood
Professional summary
Sharon Ann Clapprood, who also goes by Sharon Ann Gautieri, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Providence, Rhode Island.
Sharon is registered as a RR (Registered Representative) and started their career in finance in 1998. Sharon has worked at 7 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sharon Ann Clapprood's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2023 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 500 Exchange Street Suite 9-200, Providence, RI 02903-2630December 10, 2008 - June 23, 2023
OSAIC FA, INC.
December 10, 2008 - June 23, 2023
OSAIC FA, INC.
October 20, 2004 - November 24, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - November 24, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 27, 2002 - October 20, 2004
QUICK & REILLY, INC.
April 10, 2002 - October 20, 2004
QUICK & REILLY, INC.
October 8, 2001 - February 27, 2002
PRUDENTIAL EQUITY GROUP, LLC
August 9, 2000 - March 5, 2001
QUICK & REILLY, INC.
April 6, 1998 - May 9, 2000
METROPOLITAN LIFE INSURANCE COMPANY
April 6, 1998 - May 9, 2000
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2023)
(6/21/2023)
(6/21/2023)
(6/21/2023)
(6/21/2023)
Exams
Series 99TO
Date: 11/22/2023
Operations Professional ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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Company Information
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878Providence, RI 02903-2630TRUST BUT VERIFY
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