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WR

Walter C. Richardson

BROOKSTONE WEALTH ADVISORS
Egg Harbor township, NJ
Some features on this profile are disabled
CRD#: 2989191
WR

Professional summary

Walter C Richardson, who also goes by Rickey Richardson, Walter Clement Richardson, Walter Richardson, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Egg Harbor Township, New Jersey.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Walter has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rickey Richardson | Walter Clement Richardson | Walter Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter C Richardson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 4, 2026 - Present

BROOKSTONE WEALTH ADVISORS, LLC

RIA
CRD#: 137658
Egg Harbor township, NJ
Past

August 15, 2023 - May 11, 2026

CS PLANNING CORP

RIA
CRD#: 149937
Santa Monica, CA
Past

July 30, 2019 - September 11, 2023

MORGAN STANLEY

RIA
CRD#: 149777
Northfield, NJ
Past

July 29, 2019 - September 11, 2023

MORGAN STANLEY

BD
CRD#: 149777
Northfield, NJ
Past

November 15, 2017 - July 30, 2019

VANDERBILT ADVISORY SERVICES

RIA
CRD#: 116537
WOODLAND HILLS, CA
Past

November 15, 2017 - July 30, 2019

VANDERBILT SECURITIES, LLC

BD
CRD#: 5953
WOODBURY, NY
Past

August 18, 2016 - November 16, 2017

CAPITAL MARKETS IQ, LLC

RIA
CRD#: 134921
Los Angeles, CA
Past

July 28, 2016 - September 7, 2016

CONCERT WEALTH MANAGEMENT

RIA
CRD#: 141253
Woodland Hills, CA
Past

October 18, 2012 - July 6, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LOS ANGELES, CA
Past

August 15, 2012 - July 6, 2016

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
LOS ANGELES, CA
Past

March 19, 2002 - July 8, 2002

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

July 13, 2000 - April 1, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

March 24, 1999 - June 22, 2000

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

May 27, 1998 - December 22, 1998

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

January 16, 1998 - March 10, 1998

THE BOSTON GROUP

BD
CRD#: 37652
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES

CRD#: 137658 / SEC#: 801-67628

RIA
Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/4/2026)
IAR
New Jersey
(5/8/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/17/2012
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/4/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/24/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/14/2012
General Securities Representative Examination

Current Firm

BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES

CRD#: 137658 / SEC#: 801-67628

RIA
Registered Investment Advisory firm - (3/16/2007 Approved)
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Contact information

Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
247

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BWA ADV 2A (3/2/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658Egg Harbor Township, NJ

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