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SD

Stephen M. Danner

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CRD#: 2989139
SD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Martin Danner was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 1998. Stephen had worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 20, 2020 - March 25, 2025

SEABURY SECURITIES LLC

BD
CRD#: 41916
NEW YORK, NY
Past

April 3, 2008 - October 22, 2019

SFI INTERNATIONAL, LLC

BD
CRD#: 145510
BOCA RATON, FL
Past

April 30, 2007 - April 16, 2008

CJK SECURITIES, INC.

BD
CRD#: 132759
LAS VEGAS, NV
Past

March 27, 1998 - May 31, 2006

FIRST CITIZENS CAPITAL SECURITIES, LLC

BD
CRD#: 41504
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/2/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/16/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/7/2008
General Securities Principal Examination

Current Firm

SS
SEABURY SECURITIES LLC
SEABURY SECURITIES LLC

CRD#: 41916 / SEC#: , 8-49624

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
152 W 57th Street 53rd Floor, New York, NY 10019
Mailing Address
152 W 57th Street 53rd Floor, New York, NY 10019
Phone number
(212) 284-1150
Established
Delaware since 07/31/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LUTH, JOHN EDWARDCHAIRMAN & PRESIDENT2803235
DOWLING, PATRICK HENRYSENIOR MANAGING DIRECTOR & CCO5859111
MARRONE, MICHAEL THOMASFINOP4859949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEABURY SECURITIES LLC

CRD#: 41916

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