Ned P. Rule

BRITEHORN SECURITIES

Denver, CO 80209

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CRD#: 2988967

Professional summary

Ned Perry Rule is a registered financial professional currently at BRITEHORN SECURITIES located in Denver, Colorado.

Ned is registered as a RR (Registered Representative) and started their career in finance in 1998. Ned has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ned Perry Rule's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2018 - Present

BRITEHORN SECURITIES

Office #1: 1005 S Gaylord Street, Denver, CO 80209

CRD#: 36402

Denver, CO

Past

September 30, 2015 - November 29, 2017

MAINSTREET CAPITAL PARTNERS

CRD#: 172660

Carmel, IN

Past

July 22, 2010 - September 2, 2015

FEF DISTRIBUTORS, LLC

CRD#: 46585

NEW YORK, NY

Past

February 11, 2006 - July 13, 2010

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

DENVER, CO

Past

June 27, 2005 - July 13, 2010

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

September 9, 2002 - June 24, 2005

LEVCO SECURITIES, INC.

CRD#: 41585

NEW YORK, NY

Past

May 1, 2002 - September 3, 2002

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

PORTLAND, ME

Past

March 27, 1999 - September 10, 2001

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

January 12, 1998 - March 27, 1999

FIFTH THIRD SECURITIES, INC.

CRD#: 3155

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/8/2020)

Arkansas
(11/13/2023)

California
(12/10/2018)

Colorado
(12/10/2018)

Delaware
(4/6/2021)

Florida
(12/10/2018)

Georgia
(12/10/2018)

Illinois
(12/10/2018)

Indiana
(12/10/2018)

Iowa
(11/13/2023)

Kansas
(12/10/2018)

Maryland
(4/8/2025)

Massachusetts
(12/10/2018)

Michigan
(11/13/2023)

Missouri
(12/10/2018)

New York
(12/10/2018)

North Carolina
(12/11/2018)

Oregon
(11/17/2020)

Pennsylvania
(12/10/2018)

Texas
(12/10/2018)

Utah
(11/3/2021)

Washington
(11/17/2020)

Exams

State Security Law Exam

IAR

Series 66

Date: 2/2/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/9/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BRITEHORN SECURITIES

CRD#: 36402 / SEC#: , 8-47217

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1401 Lawrence St Suite 1600, Denver, CO 80202

Mailing Address

1401 Lawrence St Suite 1600, Denver, CO 80202

Phone number

(720) 465-5305

Established

Colorado since 10/31/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BRITEHORN PARTNERS LLC	DIRECT OWNER
ARMSTRONG, BOBBI JEANNE	CHIEF COMPLIANCE OFFICER	2828244
HURRY, ANDREW DUNCAN	CHIEF FINANCIAL OFFICER	5131486
STORY, BRETT HOWARD	PRINCIPAL	5580403
STORY, NATALIA KLISHINA	CHIEF COMPLIANCE OFFICER	7271729

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ned P. Rule

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ned Perry Rule's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAINSTREET CAPITAL PARTNERS

FEF DISTRIBUTORS, LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

LEVCO SECURITIES, INC.

FORESIDE DISTRIBUTION SERVICES, L.P.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/2/2006

Series 63

Date: 2/3/1998

SIE

Date: 11/29/2017

Series 7

Date: 1/9/1998

FINRA

Current Firm

BRITEHORN SECURITIES

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BRITEHORN SECURITIES

TRUST BUT VERIFY

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