Joseph S. Mowad
Professional summary
Joseph Sampson Mowad, who also goes by Joseph S Mowad, is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in West Hartford, Connecticut.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 13 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Sampson Mowad's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2018 - Present
BRIGHTHOUSE SECURITIES, LLC
August 2, 2016 - October 2, 2018
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 15, 2015 - August 3, 2016
PRUCO SECURITIES, LLC.
January 24, 2013 - April 7, 2015
THE LEADERS GROUP, INC.
August 4, 2010 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
July 1, 2009 - November 13, 2009
THE LEADERS GROUP, INC.
May 15, 2009 - June 30, 2009
ASSOCIATED SECURITIES CORP.
November 15, 2006 - February 9, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 3, 2005 - September 18, 2006
VP DISTRIBUTORS LLC
August 9, 2004 - September 26, 2005
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
March 18, 2004 - August 2, 2004
FORESIDE FUND SERVICES, LLC
February 5, 2003 - October 31, 2003
DIRECTED SERVICES LLC
June 20, 2002 - October 28, 2002
VERAVEST INVESTMENTS, INC.
September 21, 2001 - April 3, 2002
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 27, 2000 - August 24, 2001
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 20, 1998 - April 27, 2000
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2018)
(12/18/2024)
(10/12/2018)
(3/7/2019)
Exams
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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