MB
Marcus Burns
THE HUNTINGTON INVESTMENT COMPANY
Fishers, IN 46037
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CRD#: 2988673
MB
Professional summary
Marcus Burns, who also goes by Marcus Contral Burns, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Fishers, Indiana.
Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Marcus has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcus Contral Burns
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Marcus Burns's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marcus Burns's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2026 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Geist 11640 Olio Road, Fishers, IN 46037RIA
BD
CRD#: 16986
Fishers, IN
Current
February 17, 2026 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Geist 11640 Olio Road, Fishers, IN 46037RIA
BD
CRD#: 16986
Fishers, IN
Past
April 12, 2022 - February 18, 2026
LPL FINANCIAL LLC
RIA
CRD#: 6413
BROOKFIELD, WI
Past
April 11, 2022 - February 18, 2026
LPL FINANCIAL LLC
BD
CRD#: 6413
BROOKFIELD, WI
Past
January 7, 2020 - August 9, 2021
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
INDIANAPOLIS, IN
Past
December 23, 2019 - August 9, 2021
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
INDIANAPOLIS, IN
Past
July 11, 2018 - May 30, 2019
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
LEBANON, IN
Past
July 6, 2018 - May 30, 2019
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
LEBANON, IN
Past
January 5, 2017 - April 17, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
INDIANAPOLIS, IN
Past
November 14, 2016 - April 17, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
INDIANAPOLIS, IN
Past
May 13, 2014 - February 26, 2016
SCOTTRADE, INC.
BD
CRD#: 8206
GREENWOOD VILLAGE, CO
Past
September 27, 2013 - March 24, 2014
ALT FUND DISTRIBUTORS LLC
BD
CRD#: 146547
NEW YORK, NY
Past
November 21, 2012 - March 19, 2013
TD AMERITRADE, INC.
BD
CRD#: 7870
DENVER, CO
Past
June 7, 2010 - November 2, 2012
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
DENVER, CO
Past
September 23, 2004 - July 27, 2009
OLD MUTUAL INVESTMENT PARTNERS
BD
CRD#: 44916
DENVER, CO
Past
October 13, 2000 - May 9, 2003
TRANSAMERICA CAPITAL, LLC
BD
CRD#: 8217
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(2/17/2026)
IAR
Indiana(2/17/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
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Company Information
THE HUNTINGTON INVESTMENT COMPANY
CRD#: 16986Fishers, IN 46037TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
