Jason M. Wells
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Michael Wells was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1998. Jason had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2006 - December 31, 2013
GRANITE VIEW ASSET MANAGEMENT, LLC
August 25, 2000 - March 9, 2001
SOUNDVIEW TECHNOLOGY CORPORATION
August 12, 1998 - July 24, 2000
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
GRANITE VIEW ASSET MANAGEMENT, LLC
CRD#: 137655 / SEC#:
Contact information
Red Flags
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