William J. Stone

46 AND 2 INVESTMENT ADVISORS

Traverse City, MI

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CRD#: 2988659

Professional summary

William Joseph Stone, CFP® is a registered financial advisor currently at 46 AND 2 INVESTMENT ADVISORS, LLC located in Traverse City, Michigan.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. William has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Stone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

December 20, 2013 - Present

46 AND 2 INVESTMENT ADVISORS, LLC

RIA

CRD#: 169617

Traverse City, MI

Past

February 4, 2010 - October 21, 2013

PLANTE MORAN FINANCIAL ADVISORS

RIA

CRD#: 112158

TRAVERSE CITY, MI

Past

July 30, 2002 - April 17, 2003

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

PARSIPPANY, NJ

Past

January 29, 1998 - April 17, 2003

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/20/2013)

IAR

Texas
(2/27/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/21/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/27/1998

General Securities Representative Examination

Current Firm

46 AND 2 INVESTMENT ADVISORS, LLC

46 AND 2 INVESTMENT ADVISORS, LLC | STONE, WILLIAM J

CRD#: 169617 / SEC#:

Michigan

Registered Investment Advisory firm - (12/18/2013 Approved)

Texas

Registered Investment Advisory firm - (2/27/2014 Conditional Restricted)

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Contact information

Main Address

Traverse City, MI

Mailing Address

P.o. Box 1407, Traverse City, MI 49685

Phone number

(231) 421-7877

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	94
AUM (Assets Under Management)	$ 42,936,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William J. Stone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Stone's CRS (Customer Relationship Summary).

Certified licenses

Experience

46 AND 2 INVESTMENT ADVISORS, LLC

PLANTE MORAN FINANCIAL ADVISORS

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/21/1998

Series 7

Date: 1/27/1998

Current Firm

46 AND 2 INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

46 AND 2 INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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