Charles R. Lee
BROOKSTONE WEALTH ADVISORS
Jupiter, FL 33469
Some features on this profile are disabled
CRD#: 2988647
Professional summary
Charles Randolph Lee, CFP®, who also goes by C. Randolph Lee, Randy Lee, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Jupiter, Florida.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Charles has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
C. Randolph Lee | Randy Lee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LEE WEALTH MANAGEMENT LLC. POSITION: Principal/Insurance Agent. NATURE: Licensed agent. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/17/2015 ADDRESS: 2074 W. Indiantown Rd., Suite 205, Jupiter FL 33458 DESCRIPTION: Offering life, health, disability, long term care and fixed annuities. 2. CHARLES R. LEE LICENSED REAL ESTATE BROKER. POSITION: Broker. NATURE: Real Estate Sales. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1985 ADDRESS: 401 Del Sol Circle, Tequesta FL 33469, United States DESCRIPTION: Real Estate Sales. 3. MARTHA E. LEE TRUST POSITION: Trustee NATURE: Rep's Sister's Irrevocable Trust created upon father's recent death INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/18/2020 ADDRESS: 401 Del Sol Cir., Tequesta FL 33469, United States DESCRIPTION: Traditional Trustee Duties 4. CHARLES R. LEE IRREVOCABLE TRUST POSITION: Trustee NATURE: Deceased father's Irrevocable Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/18/2020 ADDRESS: 401 Del Sol Cir, Tequesta FL 33469, United States DESCRIPTION: Traditional Trustee Duties 5. CHARLES R LEE POSITION: real estate broker NATURE: real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/02/1987 ADDRESS: 401 Del Sol Circle, Tequesta FL 33469, United States DESCRIPTION: only keep license to buyor sell personal real estate 6. LEE WEALTH MANAGEMENT, LLC POSITION: Principal NATURE: Insurance, Investments, Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 03/06/2015 ADDRESS: 1662 N. US HWY 1, Suite A, Jupiter FL 33469, United States DESCRIPTION: Offering Life, Health, Disability, Long Term Care, Investments, Annuities, Financial Planning, etc. 7. LEE FAMILY TRUST POSITION: Trustee NATURE: Family Revocable Trust for Rep and his spouse INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/25/2020 ADDRESS: 401 del Sol Circle, Tequesta FL 33469, United States DESCRIPTION: Co-Trustee of Family Trust with spouse 8. LEE WEALTH MANAGEMENT LLC POSITION: Principal/Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 03/16/2015 ADDRESS: 1662 N. US Hwy 1, Suite A, Jupiter FL 33469, United States DESCRIPTION: Offering life, health, disability, long term care and variable, fixed indexed annuities, as well as managed accounts 9. MARTHA B LEE REVOCABLE TRUST POSITION: Trustee NATURE: My Mother's Revocable Trust, She's 93, she has resigned as Trustee and I'm Successor Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2023 ADDRESS: 401 Del Sol Circle, Tequesta FL 33469, United States DESCRIPTION: All of the Traditional duties of Trustee 10. SOCIETY FOR FINANCIAL AWARENESS POSITION: speaker NATURE: 501(c)3 that promotes financial literacy within the community INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 07/14/2023 ADDRESS: 1662 N US Hwy 1 Suite A, Jupiter FL 33469, United States DESCRIPTION: speaker using compliance approved materials
CRS (Client Relationship Summary) - RIA
Click below to view Charles Randolph Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
May 28, 2024 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 1662 N. Us Hwy 1, Suite A, Jupiter, FL 33469RIA
CRD#: 137658
Jupiter, FL
Past
January 19, 2024 - May 31, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
JUPITER, FL
Past
January 19, 2024 - May 31, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
JUPITER, FL
Past
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
JUPITER, FL
Past
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
JUPITER, FL
Past
March 6, 2008 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
JUPITER, FL
Past
March 5, 2008 - March 1, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
JUPITER, FL
Past
November 28, 2006 - March 6, 2008
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
JUPITER, FL
Past
November 2, 2006 - March 6, 2008
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
JUPITER, FL
Past
July 28, 2005 - November 3, 2006
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
JUNO BEACH, FL
Past
December 2, 1999 - November 3, 2006
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
JUNO BEACH, FL
Past
June 7, 1999 - November 30, 1999
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
February 4, 1998 - May 3, 1999
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/30/2024)
IAR
North Carolina(5/28/2024)
IAR
South Carolina(11/20/2024)
IAR
Texas(7/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
