Michael Matlock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Matlock, who also goes by Michael Todd Matlock, Mike Matlock, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2016 - December 20, 2019
FARMERS FINANCIAL SOLUTIONS, LLC
February 2, 2015 - May 19, 2015
CETERA ADVISORS LLC
November 22, 2013 - June 2, 2014
SAMMONS FINANCIAL NETWORK, LLC
August 18, 2010 - September 26, 2013
HORNOR, TOWNSEND & KENT, LLC
March 20, 2008 - February 1, 2010
AUGUSTAR DISTRIBUTORS, INC.
September 16, 2005 - February 28, 2008
TRANSAMERICA CAPITAL, LLC
November 17, 2004 - September 2, 2005
FARMERS FINANCIAL SOLUTIONS, LLC
September 23, 2002 - November 16, 2004
FEDERATED SECURITIES CORP.
December 10, 2001 - September 10, 2002
CFS DISTRIBUTORS, INC.
June 19, 2001 - November 21, 2001
B. C. ZIEGLER AND COMPANY
February 18, 1998 - June 1, 2001
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
