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RM

Ricky L. Melton

ARCHER INVESTMENT
Murray, KY 42071
Some features on this profile are disabled
CRD#: 2988406
RM

Professional summary


Ricky Lane Melton, who also goes by Rick Melton, is a registered financial advisor currently at ARCHER INVESTMENT CORPORATION located in Murray, Kentucky.

Ricky is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Ricky has worked at 6 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Rick Melton

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rick Melton, CPA~'NIR'~305 N 4th Street~ ~Murray~KY~42071~Tax Preparation/Accounting~Owner/Sole Proprietor~1/2014~160hrs~120hrs~Provide accounting and tax preparation services

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Ricky Lane Melton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 12, 2018 - Present

ARCHER INVESTMENT CORPORATION

Office #1: 305 N 4th St, Murray, KY 42071
RIA
CRD#: 136403
Murray, KY
Past

October 28, 2015 - August 21, 2018

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Murray, KY
Past

January 29, 2007 - July 8, 2010

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
MURRAY, KY
Past

February 14, 2003 - July 8, 2010

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
MURRAY, KY
Past

January 31, 2000 - February 26, 2003

UNIFIED FINANCIAL SECURITIES, LLC

BD
CRD#: 7868
INDIANAPOLIS, IN
Past

December 24, 1997 - January 31, 2000

UNIFIED INVESTMENT SERVICES, INC.

BD
CRD#: 34628
INDIANAPOLIS, IN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA
Registered Investment Advisory firm - (8/12/2005 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(7/12/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 1/7/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA
Registered Investment Advisory firm - (8/12/2005 Approved)
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Contact information


Main Address
11711 N. College Ave Suite 200, Carmel, IN 46032
Mailing Address
Phone number
(317) 581-5664
Established
Firm type
Fiscal year end
# of Employees
82

SEC notice filing (40 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARCHER PART 2A BROCHURE (11/18/2025)

Regulatory assets under management


Total Number of Accounts5,640
AUM (Assets Under Management)$ 900,511,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARCHER INVESTMENT CORPORATION

CRD#: 136403Murray, KY 42071

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