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RJ

Roger Stryker Johnson

AIF®
CRD# 2988370·Registered 1998 - 2025
Previously Registered: Being a previously registered professional could mean that Roger is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Roger Stryker Johnson, AIF® was a registered financial advisor. Roger was a previously registered financial professional and started their career in finance 1998 - 2025. Roger had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

28 years in the financial services industry

Current & Past Employments

FORTUNE FINANCIAL SERVICES, INC.·CRD# 42150
BD
Altamonte Springs, FL
March 29, 2021 - December 31, 2025
DELTA SECURITIES COMPANY, LLC·CRD# 130577
BD
Maitland, FL
June 10, 2013 - December 31, 2017
CERTIFIED ADVISORY CORP·CRD# 120990
RIA
Altamonte Springs, FL
April 19, 1999 - January 29, 2026
SIGNATURE ESTATE SECURITIES, LLC·CRD# 18923
BD
Altamonte Springs, FL
January 22, 1999 - July 13, 2021
EMPIRE FINANCIAL GROUP, INC.·CRD# 28759
BD
Longwood, FL
January 5, 1998 - January 25, 1999

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Current Firm

FF
FORTUNE FINANCIAL SERVICES, INC.

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: 8-49727
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone Number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BURKE, KELLY GENECHAIRMAN2768537
BENTLEY, GREGORY JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER705379
PINTARIC, WILLIAM RICHARD JRCHIEF COMPLIANCE OFFICER—
WHITENACK, MITCH LEECHIEF OPERATIONS OFFICER, FINOP, PFO, POO4794021

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RIA - Certified Advisory Corp - since 4/1999 Insurance Sales - Certified Insurance Corp

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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RJ
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