Roger S. Johnson

CERTIFIED ADVISORY CORP

ALTAMONTE SPRINGS, FL 32714

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CRD#: 2988370

Professional summary

Roger Stryker Johnson, AIF® is a registered financial advisor currently at CERTIFIED ADVISORY CORP located in Altamonte Springs, Florida and FORTUNE FINANCIAL SERVICES, INC. located in Altamonte Springs, Florida.

Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Roger has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Stryker Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 19, 1999 - Present

CERTIFIED ADVISORY CORP

Office #1: 1111 Douglas Avenue, Altamonte Springs, FL 32714

RIA

CRD#: 120990

ALTAMONTE SPRINGS, FL

Current

March 29, 2021 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 1111 Douglas Avenue, Altamonte Springs, FL 32714

CRD#: 42150

Altamonte Springs, FL

Past

June 10, 2013 - December 31, 2017

DELTA SECURITIES COMPANY, LLC

CRD#: 130577

MAITLAND, FL

Past

January 22, 1999 - July 13, 2021

SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923

ALTAMONTE SPRINGS, FL

Past

January 5, 1998 - January 25, 1999

EMPIRE FINANCIAL GROUP, INC.

CRD#: 28759

LONGWOOD, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(4/19/1999)

Florida
(3/29/2021)

Michigan
(3/29/2021)

IAR

New Hampshire
(1/2/2019)

North Carolina
(2/23/2024)

IAR

Texas
(1/27/2012)

Texas
(8/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

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Contact information

Main Address

1111 Douglas Avenue, Altamonte Springs, FL 32714-2033

Mailing Address

Phone number

(407) 869-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAC FIRM BROCHURE 033125 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,217
AUM (Assets Under Management)	$ 2,673,832,488

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/15/2026	Cover Page	Report
01/24/2025	Cover Page	Report
03/01/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roger S. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Stryker Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

DELTA SECURITIES COMPANY, LLC

SIGNATURE ESTATE SECURITIES, LLC

EMPIRE FINANCIAL GROUP, INC.

Primary Firm SEC Registration

CERTIFIED ADVISORY CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 1/9/1998

SIE

Date: 10/1/2018

Series 7

Date: 1/3/1998

FINRA

Current Firm

CERTIFIED ADVISORY CORP

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CERTIFIED ADVISORY CORP

TRUST BUT VERIFY

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